Bannigan, Julian Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-10-05 | 2009-04-01 |
2 | Oreana Financial Services Limited | Rep | Advising on securities | 2010-07-22 | 2011-06-18 | Rep | Asset management | 2010-07-22 | 2011-06-18 |
3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2013-12-04 | 2016-12-15 | Rep | Dealing in securities | 2013-12-04 | 2016-12-15 |
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