Kim, Do Yup
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-24 | 2008-11-05 | Rep | Advising on securities | 2007-10-12 | 2008-11-05 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-08-03 | 2013-04-20 | Rep | Dealing in securities | 2012-08-03 | 2013-04-20 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-10-13 | 2007-06-11 | Rep | Dealing in securities | 2005-10-13 | 2007-06-11 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-10-13 | 2007-06-11 | Rep | Dealing in futures contracts | 2005-10-13 | 2007-06-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy