Ng, Kok Ming 吳珏洺

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GALAXY ASSET MANAGEMENT (H.K.) LIMITED Rep Asset management 2005-10-06 2008-09-20
2 HANG SENG INVESTMENT MANAGEMENT LIMITED Rep Advising on futures contracts 2015-04-15 2023-10-31
Rep Advising on securities 2015-04-15 2023-10-31
Rep Asset management 2015-04-15 2023-10-31
Rep Dealing in securities 2015-04-15 2023-10-31
3 HANG SENG INVESTMENT SERVICES LIMITED Rep Advising on securities 2010-02-19 2011-04-08

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