Sun, Richard Li-Ren 孫立人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2012-09-06 |
| 2 | Rothschild & Co Hong Kong Limited | Rep | Dealing in securities | 2005-11-14 | 2006-05-22 | Rep | Advising on corporate finance | 2005-11-14 | 2006-09-28 | Rep | Advising on securities | 2005-11-14 | 2006-09-28 |
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