Rummun, Roshan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2007-07-05 | 2009-03-09 | Rep | Asset management | 2011-12-29 | 2017-12-07 | RO | Asset management | 2017-12-07 | 2023-08-24 | Rep | Asset management | 2023-08-24 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-10-17 | 2007-06-16 | Rep | Dealing in securities | 2005-10-17 | 2007-06-16 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2005-10-17 | 2007-06-16 | Rep | Dealing in securities | 2005-10-17 | 2007-06-16 |
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