Chan, Henry (SFC:AMR204) 陳亨利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2010-08-20 | 2011-08-01 | RO | Dealing in futures contracts | 2012-03-29 | 2014-07-02 |
| 2 | CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2008-07-17 | 2011-08-01 | RO | Advising on securities | 2012-03-29 | 2014-07-02 | RO | Dealing in securities | 2012-03-29 | 2014-07-02 |
| 3 | JOY RICH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2017-04-25 | RO | Advising on securities | 2019-09-12 |
| 4 | SKYWAY-PHAROS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-07-22 | 2012-02-29 | RO | Asset management | 2011-07-22 | 2012-02-29 |
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