Teoh, Chia Wen 張嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-11-04 | 2010-12-18 | Rep | Dealing in securities | 2005-11-04 | 2010-12-18 | Rep | Dealing in securities | 2015-10-28 | 2017-01-11 | Rep | Advising on corporate finance | 2017-10-06 | 2020-09-09 | Rep | Dealing in securities | 2017-10-06 | 2020-09-09 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-11-04 | 2010-12-18 |
| 3 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2020-06-05 | 2022-03-25 | RO | Advising on corporate finance | 2020-06-05 | 2022-03-25 |
| 4 | PIMCO Asia Limited | Rep | Advising on securities | 2022-08-01 | Rep | Asset management | 2022-08-01 | Rep | Dealing in securities | 2022-08-01 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-07-21 |
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