Nishimura, Shuichi

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2005-11-21 2005-11-23
Rep Advising on securities 2008-03-03 2008-03-04
Rep Advising on securities 2008-09-04 2008-09-05
Rep Advising on securities 2009-09-11 2009-09-18
Rep Advising on securities 2009-12-04 2009-12-10
Rep Advising on securities 2011-02-25 2011-03-12
Rep Advising on corporate finance 2021-06-07
Rep Advising on securities 2021-06-07
Rep Dealing in securities 2021-06-07

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