Nishimura, Shuichi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-06-07 | |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2005-11-21 | 2005-11-23 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-03 | 2008-03-04 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-09-04 | 2008-09-05 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-11 | 2009-09-18 |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-04 | 2009-12-10 |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-25 | 2011-03-12 |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-07 | |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-06-07 |
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