Au, Wylie Shuk Fan 歐淑凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-03-29 | 2013-01-25 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2005-11-22 | 2007-06-24 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-15 | 2007-06-24 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-09 | 2008-12-15 | Rep | Dealing in securities | 2007-07-09 | 2008-12-15 |
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