Luk, Pak Lam (SFC:AMS491) 陸柏林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2005-11-24 | 2006-04-21 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-11-24 | 2006-04-21 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-24 | 2006-04-21 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-24 | 2006-04-21 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-11-24 | 2006-04-21 |
| 6 | Longitude Asia Limited | Rep | Advising on securities | 2006-06-28 | 2008-03-07 | Rep | Asset management | 2006-06-28 | 2008-03-07 |
| 7 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2008-03-31 | 2008-12-14 |
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