Sun, Shangyun 孫上雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2021-09-07 | 2024-04-03 | Rep | Dealing in securities | 2021-09-07 | 2024-04-03 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-07-06 | 2021-08-13 | Rep | Advising on securities | 2017-07-06 | 2021-08-13 | Rep | Dealing in securities | 2017-07-06 | 2021-08-13 |
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