Au Yeung, Kin Nam 歐陽健男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | RO | Advising on securities | 2022-08-01 | 2023-02-08 | RO | Asset management | 2022-08-01 | 2023-02-08 | RO | Dealing in securities | 2022-08-01 | 2023-02-08 |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-02-15 | 2006-09-22 | Rep | Dealing in securities | 2006-02-15 | 2006-09-22 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-30 | 2005-12-06 |
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