Shen, Dehua 沈德華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on corporate finance 2023-03-02 2023-05-12
Rep Dealing in securities 2023-03-02 2023-05-12
RO Advising on corporate finance 2023-05-12 2024-03-01
RO Dealing in securities 2023-05-12 2024-03-01
2 HSBC Corporate Finance (Hong Kong) Limited Rep Advising on corporate finance 2012-04-30 2019-01-29
3 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2005-11-29 2008-09-29
Rep Dealing in securities 2005-11-29 2008-09-29
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2008-10-10 2010-05-04
Rep Dealing in securities 2008-10-10 2010-05-04
Rep Advising on securities 2009-12-30 2010-05-04
5 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2020-02-14 2022-08-30

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