Pool, Jonathan Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MF Global Hong Kong Limited | Rep | Advising on securities | 2009-12-04 | 2011-06-02 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-12-12 | 2007-01-02 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-09-10 | 2018-05-04 | Rep | Dealing in securities | 2018-08-23 | 2018-08-29 | Rep | Dealing in securities | 2018-10-18 | 2018-10-23 | Rep | Dealing in securities | 2019-04-04 | 2019-04-10 | Rep | Dealing in securities | 2019-10-03 | 2019-10-09 |
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