Lai, Billy Yee Piu 黎以標
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-09 | 2010-07-24 | Rep | Advising on securities | 2009-05-07 | 2010-07-24 | Rep | Dealing in futures contracts | 2009-09-01 | 2010-07-24 | Rep | Advising on securities | 2013-08-29 | 2016-11-09 | Rep | Dealing in securities | 2013-08-29 | 2016-11-09 | Rep | Dealing in futures contracts | 2014-01-06 | 2016-11-09 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-07-16 | 2008-11-20 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-16 | 2008-11-20 | Rep | Dealing in securities | 2008-07-16 | 2008-11-20 |
| 4 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2018-10-10 | |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-10 | Rep | Dealing in futures contracts | 2018-10-10 |
| 6 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-11-24 | |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-10 | Rep | Dealing in securities | 2018-10-10 |
| 8 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2005-12-16 | 2006-08-01 |
| 9 | RSI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-21 | 2018-07-20 |
| 10 | WEST BULL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-21 | 2018-08-01 | Rep | Asset management | 2018-07-20 | 2018-08-01 |
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