Hara, Hitoshi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GaoTeng Global Asset Management Limited | Rep | Asset management | 2018-03-09 | Rep | Advising on securities | 2018-08-16 |
2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-12-28 | 2010-02-19 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-28 | 2010-06-01 | Rep | Dealing in securities | 2005-12-28 | 2010-06-01 | Rep | Dealing in futures contracts | 2013-09-12 | 2017-07-05 | Rep | Dealing in securities | 2013-09-12 | 2017-07-05 |
4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-02 | 2010-06-01 |
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