Li, Yin Kuk 李彥谷

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Silk Road International Capital Limited Rep Advising on securities 2017-08-18 2020-09-03
2 Huarong International Securities Limited Rep Advising on securities 2020-10-14 2023-03-04
3 Silk Road International Capital Limited Rep Dealing in securities 2017-08-18 2020-09-03
4 Huarong International Capital Limited (HK) Rep Dealing in securities 2020-10-14 2023-03-04
5 Huarong International Securities Limited Rep Dealing in securities 2020-10-14 2023-03-04
6 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2023-06-27 2024-03-01
7 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2006-01-10 2007-05-28
8 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2024-03-01

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