Zhang, Zhuojia 張卓佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2013-07-08 | 2016-05-13 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2016-08-15 | |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2006-02-17 | 2007-01-20 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-10-18 | 2009-10-01 | Rep | Dealing in securities | 2007-12-19 | 2009-10-01 |
5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-01-29 | 2007-09-11 |
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