Gu, Shuopeng 顧碩朋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-07-03 | 2020-05-29 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2017-07-11 | 2018-06-16 | Rep | Dealing in securities | 2017-07-11 | 2018-06-16 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-07-11 | 2018-06-16 |
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