Chen, Shiou Wen 陳琇玟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadshine Asset Management Limited | Rep | Advising on securities | 2017-07-12 | 2019-10-25 |
| 2 | Broadshine Asset Management Limited | Rep | Asset management | 2017-07-12 | 2019-10-25 |
| 3 | Broadshine Asset Management Limited | RO | Advising on securities | 2019-10-25 | 2022-05-10 |
| 4 | RICHWELL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-05-24 | |
| 5 | Broadshine Asset Management Limited | RO | Asset management | 2019-10-25 | 2022-05-10 |
| 6 | RICHWELL ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-05-24 |
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