Tse, Chung Yan 謝頌恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2006-02-27 | 2008-10-01 | Rep | Asset management | 2006-02-27 | 2008-10-01 |
2 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2008-10-09 | 2009-01-06 | Rep | Asset management | 2008-10-09 | 2009-01-06 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-12-06 | 2012-02-07 |
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