Lee, Terry Tai-Suk

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-02-17 2006-02-26
Rep Dealing in securities 2007-01-29 2007-02-08
Rep Dealing in securities 2007-10-12 2007-10-21
Rep Dealing in securities 2008-06-18 2008-06-20
Rep Dealing in securities 2009-04-17 2009-04-24
Rep Dealing in securities 2009-08-19 2009-08-28
Rep Dealing in securities 2010-11-05 2010-11-14
Rep Dealing in securities 2011-01-26 2011-02-04
Rep Dealing in securities 2011-11-21 2011-11-30
Rep Dealing in securities 2012-11-26 2012-11-30
Rep Dealing in securities 2013-02-01 2013-02-05
Rep Dealing in securities 2013-06-18 2013-06-27
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2006-02-17 2006-02-26
Rep Dealing in securities 2007-01-29 2007-02-08
Rep Dealing in securities 2007-10-12 2007-10-21
Rep Dealing in securities 2008-06-18 2008-06-20
Rep Dealing in securities 2009-04-17 2009-04-24
Rep Dealing in securities 2009-08-19 2009-08-28
Rep Dealing in securities 2010-11-05 2010-11-14
Rep Dealing in securities 2011-01-26 2011-02-04
Rep Dealing in securities 2011-11-21 2011-11-30
Rep Dealing in securities 2012-11-26 2012-11-30
Rep Dealing in securities 2013-02-01 2013-02-05
Rep Dealing in securities 2013-06-18 2013-06-27

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