Xia, Tianci 夏天慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2017-07-18 | 2022-05-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2022-06-20 | Rep | Advising on securities | 2022-06-20 | Rep | Dealing in securities | 2022-06-20 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2022-06-20 | 2024-02-26 | Rep | Advising on securities | 2022-06-20 | 2024-02-26 | Rep | Dealing in securities | 2022-06-20 | 2024-02-26 |
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