Wu, Yuming 吳雲明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-07-19 | 2020-10-29 | Rep | Dealing in securities | 2017-07-19 | 2020-10-29 | Rep | Advising on securities | 2018-08-02 | 2020-10-29 | RO | Advising on corporate finance | 2020-10-29 | 2022-04-01 | RO | Advising on securities | 2020-10-29 | 2022-04-01 | RO | Dealing in securities | 2020-10-29 | 2022-04-01 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-19 | 2020-10-29 | RO | Dealing in securities | 2020-10-29 | 2022-04-01 |
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