Xu, Guang (SFC:BKC619) 徐光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-10-16 | 2019-09-25 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2019-11-06 | 2020-11-06 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2022-07-22 |
| 2 | JK Capital Management Limited | Rep | Asset management | 2017-07-20 | 2018-08-10 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-07-22 | |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-16 | 2019-09-25 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2019-11-06 | 2020-11-06 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2022-07-22 |
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