Wu, Shuk Ming 胡淑明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2017-07-21 2020-10-05
Rep Dealing in securities 2017-07-21 2020-10-05
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2020-10-27
Rep Advising on futures contracts 2020-11-23
3 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2020-10-27
Rep Advising on securities 2020-11-23

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