Chong, Wai Ho 莊偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2017-07-21 | 2019-03-01 |
2 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2020-10-07 | 2023-08-14 | RO | Dealing in securities | 2023-08-14 |
3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-03-04 | 2020-07-14 |
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