Wang, Yuan (SFC:BJU824) 王原
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LIGHTCONE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-05-14 | Rep | Advising on securities | 2019-05-14 | 2019-07-24 | RO | Advising on securities | 2019-07-24 |
| 2 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-07-21 | 2017-09-22 | RO | Advising on securities | 2017-09-22 | 2018-10-17 | Rep | Asset management | 2018-02-12 | 2018-10-17 |
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