Pang, Chung Po 彭忠寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2020-07-08 | 2022-06-05 | Rep | Asset management | 2020-07-08 | 2022-06-05 | Rep | Advising on securities | 2023-05-02 | 2024-01-06 | Rep | Asset management | 2023-05-02 | 2024-01-06 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-07-08 | 2024-01-06 | Rep | Asset management | 2020-07-08 | 2024-01-06 | Rep | Dealing in securities | 2020-07-08 | 2024-01-06 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-08-01 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-01-05 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2017-08-01 | 2017-10-02 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-03-16 | 2020-06-30 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-03-16 | 2020-06-30 |
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