Tso, Sing Yip 曹鑫業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2018-10-04 | 2020-03-09 | Rep | Dealing in securities | 2018-10-04 | 2020-03-09 | Rep | Asset management | 2018-10-04 | 2022-08-05 | RO | Advising on securities | 2020-03-09 | 2022-08-05 | RO | Dealing in securities | 2020-03-09 | 2022-08-05 |
| 2 | LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2022-12-09 | 2023-03-19 | RO | Asset management | 2022-12-09 | 2023-03-19 | RO | Dealing in securities | 2022-12-09 | 2023-03-19 |
| 3 | MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2017-08-01 | 2018-08-31 | Rep | Dealing in securities | 2017-08-01 | 2018-08-31 | Rep | Asset management | 2018-06-01 | 2018-08-31 |
| 4 | QMIS Asset Management Limited | Rep | Advising on securities | 2023-05-03 | 2023-05-24 | Rep | Asset management | 2023-05-03 | 2023-05-24 | RO | Advising on securities | 2023-05-24 | RO | Asset management | 2023-05-24 |
| 5 | QMIS Securities Limited | Rep | Dealing in securities | 2023-05-03 | 2023-05-24 | RO | Dealing in securities | 2023-05-24 |
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