Lai, Chun Wing (SFC:ANA177) 賴雋永
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-09-01 | 2007-10-10 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-02-08 | 2006-08-18 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-10-31 | 2009-02-28 | Rep | Advising on securities | 2008-01-15 | 2009-02-28 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2009-02-28 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-03-02 | 2009-08-20 | Rep | Asset management | 2009-03-02 | 2009-08-20 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-03-02 | 2009-08-20 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | 2009-08-20 |
| 8 | TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2007-10-17 | 2009-02-28 | Rep | Asset management | 2007-10-31 | 2009-02-28 |
| 9 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2018-11-09 | 2022-12-06 |
| 10 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-01-10 | |
| 11 | WING FUNG SECURITIES LIMITED | Rep | Asset management | 2017-12-11 | 2023-07-24 | Rep | Dealing in securities | 2018-01-10 | RO | Advising on futures contracts | 2023-07-24 | RO | Advising on securities | 2023-07-24 | RO | Asset management | 2023-07-24 |
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