Lai, Chun Wing (SFC:ANA177) 賴雋永

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CENTALINE WEALTH MANAGEMENT LIMITED Rep Advising on securities 2006-09-01 2007-10-10
2 TIAN YUAN FINANCE LIMITED Rep Advising on securities 2007-10-17 2009-02-28
3 PRUDENTIAL BROKERAGE LIMITED Rep Advising on securities 2008-01-15 2009-02-28
4 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Rep Advising on securities 2009-03-02 2009-08-20
5 TIAN YUAN FINANCE LIMITED Rep Asset management 2007-10-31 2009-02-28
6 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Rep Asset management 2009-03-02 2009-08-20
7 WING FUNG SECURITIES LIMITED Rep Asset management 2017-12-11 2023-07-24
8 PRUDENTIAL INDEX TRADING COMPANY LIMITED Rep Dealing in futures contracts 2008-04-18 2009-02-28
9 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2009-03-02 2009-08-20
10 WING FUNG FUTURES LIMITED Rep Dealing in futures contracts 2018-01-10
11 PRUDENTIAL BROKERAGE LIMITED Rep Dealing in securities 2007-10-31 2009-02-28
12 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2009-03-02 2009-08-20
13 WING FUNG SECURITIES LIMITED Rep Dealing in securities 2018-01-10
14 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-02-08 2006-08-18
15 WING FUNG FOREX LIMITED Rep Leveraged foreign exchange trading 2018-11-09 2022-12-06
16 WING FUNG SECURITIES LIMITED RO Advising on futures contracts 2023-07-24
17 WING FUNG SECURITIES LIMITED RO Advising on securities 2023-07-24
18 WING FUNG SECURITIES LIMITED RO Asset management 2023-07-24

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