Sam, Kwok Hong 岑國洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-03-01 | 2008-04-25 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-01 | 2008-04-25 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-07-11 | 2010-01-13 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-16 | 2010-06-25 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-16 | 2010-06-25 |
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