Chang, Kai Kuan 張凱冠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-01 | 2020-06-03 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-02 | 2020-06-03 | Rep | Advising on securities | 2018-09-20 | 2020-06-03 |
3 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2020-09-10 | 2021-08-23 |
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