Xu, Wenyun 徐雯雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2021-04-26 | Rep | Asset management | 2021-04-26 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2017-09-13 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-02 | 2017-09-13 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-11-10 | 2018-11-03 |
| 5 | CLSA LIMITED | Rep | Advising on securities | 2019-02-12 | 2020-10-09 |
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