Chu, Hon Kei 朱漢基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-29 | 2015-09-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-08-27 | 2015-09-01 |
| 3 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2013-11-29 | 2014-05-14 | RO | Dealing in securities | 2014-05-14 | 2015-09-01 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-20 | 2007-10-11 | Rep | Dealing in securities | 2013-11-29 | 2015-09-01 |
| 5 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-09-16 | 2010-11-12 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-09-10 | 2016-01-04 | Rep | Dealing in futures contracts | 2015-09-10 | 2016-01-04 | Rep | Dealing in securities | 2015-09-10 | 2016-01-04 | RO | Advising on securities | 2016-01-04 | 2019-07-12 | RO | Dealing in futures contracts | 2016-01-04 | 2019-07-12 | RO | Dealing in securities | 2016-01-04 | 2019-07-12 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-10-23 | 2008-06-03 | Rep | Advising on securities | 2007-11-20 | 2008-06-03 | RO | Advising on securities | 2008-06-03 | 2010-08-02 | RO | Dealing in securities | 2008-06-03 | 2010-08-02 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-20 | 2010-08-02 |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-23 | 2008-06-03 | Rep | Advising on securities | 2007-11-20 | 2008-06-03 | RO | Advising on securities | 2008-06-03 | 2010-08-02 | RO | Dealing in securities | 2008-06-03 | 2010-08-02 |
| 10 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-10-29 | 2020-03-03 | RO | Dealing in futures contracts | 2020-03-03 | 2023-05-25 |
| 11 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-29 | 2020-03-03 | RO | Dealing in securities | 2020-03-03 | 2023-05-25 |
| 12 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-09-16 | 2010-11-12 | Rep | Dealing in securities | 2010-09-16 | 2010-11-12 |
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