Zuo, Yiyuan 左憶遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-01-10 | 2024-01-29 | Rep | Dealing in securities | 2024-01-10 | 2024-01-29 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2024-03-27 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-08-07 | 2018-05-25 | Rep | Dealing in futures contracts | 2017-08-07 | 2018-05-25 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | 2021-10-29 | Rep | Dealing in securities | 2018-07-17 | 2021-10-29 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2018-07-17 | 2021-10-29 | Rep | Dealing in securities | 2018-07-17 | 2021-10-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy