Sullivan, James Robert (SFC:ANA240)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citadel Asia Limited | Rep | Asset management | 2006-02-08 | 2008-07-15 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2020-01-09 | |
3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-04-21 | 2009-12-31 |
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