Nguyen, Kim Thi

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities CLSA Capital Partners (HK) Limited Rep Advising on securities 2006-09-28 2010-10-27
Rep Asset management 2006-09-28 2010-10-27
Rep Advising on corporate finance 2008-05-14 2010-10-27
2 CLSA LIMITED Rep Dealing in securities 2006-02-20 2008-05-28

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