Liu, Jiandong (SFC:BKN438) 劉建東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2017-08-17 | 2018-07-19 | Rep | Advising on securities | 2017-08-17 | 2018-07-19 | Rep | Dealing in securities | 2017-08-17 | 2018-07-19 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-08-13 | 2020-12-18 | Rep | Dealing in securities | 2018-08-13 | 2020-12-18 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-01-15 | 2023-07-18 | Rep | Advising on securities | 2021-03-01 | 2023-07-18 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2021-01-15 | 2023-07-18 | Rep | Advising on securities | 2021-03-01 | 2021-07-26 |
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