Liu, Dawei (SFC:BKO397) 劉大偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-04-27 | 2020-09-25 | Rep | Advising on securities | 2018-05-03 | 2020-09-25 | RO | Advising on securities | 2020-09-25 | 2022-04-01 | RO | Dealing in securities | 2020-09-25 | 2022-04-01 | Rep | Asset management | 2021-01-18 | 2022-04-01 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2022-05-04 | 2022-11-29 | Rep | Asset management | 2022-05-04 | 2022-11-29 | Rep | Dealing in securities | 2022-05-04 | 2022-11-29 | RO | Advising on securities | 2022-11-29 | RO | Asset management | 2022-11-29 | RO | Dealing in securities | 2022-11-29 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-17 | 2018-04-16 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-17 | 2018-04-16 |
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