Lo, Alex Chiu Lam 勞昭霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-17 | 2019-08-12 | Rep | Dealing in securities | 2018-04-17 | 2019-08-12 |
| 2 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2017-08-21 | 2018-04-08 | Rep | Dealing in securities | 2017-08-21 | 2018-04-08 |
| 3 | Huarong International Securities Limited | Rep | Dealing in securities | 2017-08-21 | 2018-04-08 | Rep | Advising on securities | 2018-01-23 | 2018-04-08 |
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