Au Yeong, Wai Mun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2017-08-21 | 2020-09-01 | Rep | Advising on securities | 2017-08-21 | 2020-09-01 | Rep | Dealing in securities | 2017-08-21 | 2020-09-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2020-10-19 | Rep | Dealing in securities | 2020-10-19 |
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