Liu, Li (SFC:BKP926) 劉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2017-08-22 | 2019-08-30 | Rep | Dealing in securities | 2017-08-22 | 2019-08-30 |
| 2 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2019-09-13 | 2021-05-28 | Rep | Asset management | 2020-04-07 | 2021-05-28 |
| 3 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2021-06-08 | Rep | Asset management | 2021-06-08 | Rep | Dealing in securities | 2021-06-17 |
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