Zhou, Shufan 周澍凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-10-24 | 2020-11-23 | Rep | Dealing in securities | 2017-10-24 | 2020-11-23 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-01-11 | Rep | Advising on securities | 2021-02-11 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2021-01-11 | Rep | Advising on securities | 2021-02-11 | 2021-07-26 |
| 4 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-22 | 2017-09-27 |
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