Lee, Yuan Tat 李元達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-10-16 | 2020-11-17 | RO | Asset management | 2017-10-16 | 2020-11-17 | RO | Dealing in securities | 2017-10-16 | 2020-11-17 |
| 2 | RHB CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2019-02-13 | 2020-11-17 | RO | Dealing in securities | 2019-02-13 | 2020-11-17 |
| 3 | RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2017-08-22 | 2022-10-06 |
| 4 | RHB SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2017-08-22 | 2022-10-06 | RO | Advising on securities | 2017-10-16 | 2022-10-06 |
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