Sesin, Karen Ann
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2006-03-01 | 2006-03-02 | Rep | Advising on securities | 2012-10-08 | 2012-10-09 | Rep | Advising on securities | 2013-04-25 | 2013-04-26 | Rep | Advising on securities | 2013-07-09 | 2013-07-09 | Rep | Dealing in securities | 2014-02-17 | 2014-02-18 | Rep | Advising on securities | 2014-09-23 | 2014-09-24 | Rep | Advising on securities | 2015-03-16 | 2015-03-18 | Rep | Advising on securities | 2015-05-04 | 2015-05-06 | Rep | Advising on securities | 2015-09-14 | 2015-09-16 |
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