Liu, Xinxing (SFC:BJZ135) 劉昕星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-10-10 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-10-10 | Rep | Dealing in securities | 2022-10-10 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2017-08-28 | 2020-01-01 | Rep | Advising on securities | 2017-08-28 | 2020-01-01 | Rep | Asset management | 2017-08-28 | 2020-01-01 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-08-28 | 2020-01-01 | Rep | Advising on securities | 2017-08-28 | 2020-01-01 | Rep | Asset management | 2017-08-28 | 2020-01-01 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-08-28 | 2020-01-01 | Rep | Asset management | 2017-08-28 | 2020-01-01 | Rep | Dealing in securities | 2017-08-28 | 2020-01-01 |
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