Dai, Di (SFC:BKI617) 代蒂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2018-07-04 | 2021-06-03 | Rep | Dealing in securities | 2018-07-04 | 2021-06-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-07-23 | 2022-05-04 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-07-23 | 2022-05-04 |
| 4 | Ninety One Hong Kong Limited | Rep | Dealing in securities | 2022-08-11 | Rep | Advising on securities | 2022-10-05 | Rep | Dealing in futures contracts | 2023-09-27 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2018-06-15 | Rep | Dealing in securities | 2017-08-28 | 2018-06-15 |
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